LM
LM

Lawrence Mcausland

34 Years of Experience
Kirkland, WA
Broker

Lawrence Mcausland is a registered investment advisor at LPL Financial LLC, based in Kirkland, WA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Kirkland, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lawrence is a trustee for the Lawrence Calvert Trust and has ownership in three LLCs (MCAUSLAND REAL PROPERTY LLC, LCM Property Management LLC, and LC MCAUSLAND LLC) for tax/investment purposes. His role as trustee is investment-related.

Employment History
Current Registrations
LPL Financial LLC
June 2024 - Present · 1 yr 11 mos
LPL Financial LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Cetera Advisors LLCBroker
September 2022 - June 2024 · 1 yr 9 mos
Cetera Investment Advisers LLC
November 2020 - June 2024 · 3 yrs 7 mos
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
November 1996 - July 2012 · 15 yrs 8 mos
First Allied Securities, INC.Broker
December 1994 - September 2022 · 27 yrs 9 mos
First Affiliated SecuritiesBroker
November 1994 - August 1995 · 9 mos
Painewebber IncorporatedBroker
February 1992 - November 1994 · 2 yrs 9 mos
State Registrations10 states
AZCAFLKSMANVNYORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.