JC
JC

John Cheang

33 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

John Cheang is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 33 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

18700 N Hayden Rd Ste 525, Scottsdale, AZ, 85255

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2020
Closed-No Action
Other Business Activities

John owns 100% of Infinity Direct Inc. and receives residual trail commissions. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
November 2023 - Present · 2 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, LLC
October 2015 - November 2023 · 8 yrs 1 mo
Ameriprise Financial Services, LLCBroker
October 2015 - November 2023 · 8 yrs 1 mo
First Allied Advisory Services, INC.
February 2014 - October 2015 · 1 yr 8 mos
First Allied Securities, INC.Broker
January 2014 - October 2015 · 1 yr 9 mos
Cetera Advisors LLC
March 2006 - February 2014 · 7 yrs 11 mos
Cetera Advisors LLCBroker
March 2006 - February 2014 · 7 yrs 11 mos
Questar Asset Management, INC.
August 2005 - March 2006 · 7 mos
Questar Capital CorporationBroker
November 2004 - March 2006 · 1 yr 4 mos
Scottsdale Capital Advisors CORPBroker
July 2003 - March 2004 · 8 mos
Hartford Equity Sales Company INC.Broker
July 1999 - June 2003 · 3 yrs 11 mos
Equity Services, INC.Broker
April 1998 - June 1999 · 1 yr 2 mos
Princor Financial Services CorporationBroker
July 1993 - September 1997 · 4 yrs 2 mos
MML Investors Services, INC.Broker
April 1992 - June 1993 · 1 yr 2 mos
Metlife Securities INC.Broker
February 1992 - April 1992 · 2 mos
Metropolitan Life Insurance CompanyBroker
February 1992 - April 1992 · 2 mos
State Registrations28 states
AZCACOFLGAIDILINKSMIMNMSNCNENJNMNVNYORPARISCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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