Walter Cinocco
Walter Cinocco is a registered investment advisor at LPL Financial LLC, based in Colorado Springs, CO, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6385 Corporate Dr Ste 205, Colorado Springs, CO, 80919
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Walter is a 49% shareholder and VP in his wife's company, EHN Companies, Inc., which focuses on kitchen design and interior decorating, providing design consultation and services. He also operates Asset Architects LLC as a DBA for his LPL business, dedicating full-time hours. Walter is also an agent for non-variable insurance, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Edward Jones
Edward JonesBroker
Securities Management & Research, INC.Broker
Intersecurities, INC.Broker
Waddell & Reed, INC.Broker
Ws Griffith Securities, INC.Broker
Ameritas Investment CORP.Broker
Equity Services, INC.Broker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
New England SecuritiesBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.