John Lau is a CFP-designated registered investment advisor at Robertson Stephens, based in San Ramon, CA, with 28 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,295 clients with $8.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable and typically range from 0.10% to 2.00% based on the size and complexity of the services required. Clients may also negotiate an annual fixed fee.
Fee Estimator
Location
3223 Crow Canyon Road, Suite 245, San Ramon, CA, 94583
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a director at FIAT, a non-profit organization, dedicating minimal time. John is also an insurance agent.
Employment History
Current Registrations
Robertson Stephens
Fortune Financial Services, INC.Broker
Previous Registrations
Girard Securities, INC.Broker
Girard Securities, INC.
Lfs Wealth Advisors
Next Financial Group, INC.Broker
Next Financial Group, INC.
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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