John Lau
John Lau is a CFP-designated registered investment advisor at Robertson Stephens, based in San Francisco, CA, with 27 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,060 clients with $7.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Robertson Stephens charges a percentage of your portfolio to manage your investments. The exact percentage is negotiable and depends on the size and complexity of your account, but typically ranges from 0.10% to 2% per year. The fee is calculated based on the value of your investments at the end of each calendar quarter and is typically deducted directly from your account.
Location
455 Market Street, Ste. 1450, San Francisco, CA, 94105-2442
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a director at FIAT, a non-profit organization, dedicating minimal time. John is also an insurance agent.
Employment History
Current Registrations
Robertson Stephens
Fortune Financial Services, INC.Broker
Previous Registrations
Girard Securities, INC.Broker
Girard Securities, INC.
Lfs Wealth Advisors
Next Financial Group, INC.Broker
Next Financial Group, INC.
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.