Nicholas Preddice
Nicholas Preddice is a registered investment advisor at The Affinity Group, LLC, based in Albany, NY, with 33 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 9 clients with $430K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.65% |
| $3.0M - $5.0M | 0.45% |
| $5M+ | 0.35% |
All accounts for members of the client’s family (husband, wife and dependent children) or related businesses may be assessed fees based on the total balance of all accounts. Certain pre-existing investment management services clients may be on a different fee schedule.
Fee Estimator
Location
4 Tower Place, First Floor, Albany, NY, 12203
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas sells life, health, disability, and long-term care insurance through various carriers, dedicating minimal time to this activity. He is also the Chair of the Foundation Board for Access Supports for Living, a nonprofit organization, spending a few hours per week on this role.
Employment History
Current Registrations
The Affinity Group, LLC
Previous Registrations
MML Investors Services, LLCBroker
Mony Securities CorporationBroker
Pruco Securities CorporationBroker
G. R. Phelps & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.