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Nicholas Preddice

The Affinity Group, LLC
34 Years of Experience
Albany, NY
Sells Insurance
View SEC Summary
View SEC Summary

Nicholas Preddice is a registered investment advisor at The Affinity Group, LLC, based in Albany, NY, with 34 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 7 clients with $680K in assets under management.

The Affinity Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
7 clients
Average Client Portfolio
$97K average
Assets Under Management
$678K

Fee Structure

Minimum Investment:$400K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.80%
$2.0M - $3.0M0.65%
$3.0M - $5.0M0.45%
$5M+0.35%

All accounts for members of the client's family or related businesses may be combined to calculate total asset balances. Fixed income only portfolios use a separate schedule starting at 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4 Tower Place, First Floor, Albany, NY, 12203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas sells life, health, disability, and long-term care insurance through various carriers, dedicating minimal time to this activity. He is also the Chair of the Foundation Board for Access Supports for Living, a nonprofit organization, spending a few hours per week on this role.

Employment History
Current Registrations
The Affinity Group, LLC
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
MML Investors Services, LLCBroker
October 2002 - May 2021 · 18 yrs 7 mos
Mony Securities CorporationBroker
November 1998 - October 2002 · 3 yrs 11 mos
Pruco Securities CorporationBroker
March 1996 - November 1998 · 2 yrs 8 mos
G. R. Phelps & CO., INC.Broker
February 1992 - February 1996 · 4 yrs
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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