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Erik Mathieson is a registered investment advisor, based in Stamford, CT, with 33 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History (3)
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Customer Dispute
April 2002Denied
Customer Dispute
January 2002Settled
Customer Dispute
March 1998Denied
Other Business ActivitiesSells Insurance
Erik is an agent for Steward Partners Global Advisory, installing non-variable insurance products, dedicating minimal time to this role. He also works as an investment advisor for Steward Partners Investment Advisory LLC, but dedicates no time to this activity.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2014 - December 2016 · 2 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2014 - May 2022 · 7 yrs 11 mos
Morgan StanleyBroker
June 2009 - July 2014 · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
November 1999 - June 2009 · 9 yrs 7 mos
Prudential Securities IncorporatedBroker
March 1992 - November 1999 · 7 yrs 8 mos
State Registrations30 states
AZCACOCTDEFLGAHIILMAMDMIMNNCNHNJNVNYOHPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.