Jodi Pieczynski is a registered investment advisor, based in Roseville, CA, with 33 years of industry experience.
Location
3001 Douglas Blvd, Roseville, CA, 95661
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
UBS Securities LLC
January 2020 - Present · 6 yrs 4 mos
UBS Securities LLCBroker
January 2020 - Present · 6 yrs 4 mos
UBS Financial Services INC.
July 1997 - Present · 28 yrs 10 mos
UBS Financial Services INC.Broker
January 1995 - Present · 31 yrs 4 mos
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
August 1993 - January 1995 · 1 yr 5 mos
Everen Securities, INC.Broker
February 1992 - June 1993 · 1 yr 4 mos
State Registrations11 states
AZCAGAHIIDMONVNYORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.