Peter Marshall is a registered investment advisor, based in Melville, NY, with 34 years of industry experience.
Location
425 Broad Hollow Road, Ste 325, Melville, NY, 11747
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Regulatory History (2)
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Customer Dispute
January 2012Denied
Customer Dispute
July 2010Award / Judgment
Other Business Activities
Peter is a member of the investment committee for St. John's of Lattingtown Episcopal Church, dedicating minimal time. He is also a registered representative/advisor for Fincadia LLC, Fincadia Wealth Management LLC, and Fincadia Capital Partners LLC, spending full-time hours on these activities.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
July 2022 - Present · 4 yrs
Arete Wealth Advisors, LLC
July 2022 - Present · 4 yrs
Previous Registrations
National Asset Management, INC.
March 2020 - July 2022 · 2 yrs 4 mos
National Securities CorporationBroker
February 2019 - July 2022 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
September 2008 - February 2019 · 10 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley Dw INC.Broker
February 1992 - April 2007 · 15 yrs 2 mos
State Registrations15 states
AZCACOCTFLGAMONCNJNYOKPASCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.