KG
KG

Karen Ginder

22 Years of Experience
Boerne, TX
Broker

Karen Ginder is a registered investment advisor, based in Boerne, TX, with 22 years of industry experience.

Location

Boerne, TX

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Karen is a partner in Brigadier Capital Group, LLC and a member of several bill-paying entities: Brigadier Capital Inc (NY), Brigadier Capital Inc (TX), Double JK Properties CT, LLC, Double JK Properties NY, LLC, Double JK Ranch TX, LLC, Double JK Ranch TX II, LLC, and Double JK Ranch (NY) LLC. She also uses Hunters Gate Capital as a marketing name for her financial securities business, dedicating nearly full-time hours to it.

Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 4 yrs 2 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 4 yrs 2 mos
B. Riley Wealth Advisors, INC.
November 2014 - Present · 11 yrs 10 mos
Previous Registrations
National Securities CorporationBroker
August 2014 - July 2022 · 7 yrs 11 mos
Wunderlich Securities, INC.Broker
December 2012 - September 2014 · 1 yr 9 mos
Wunderlich Securities, INC.
December 2012 - September 2014 · 1 yr 9 mos
Sanders Morris Harris INC.
June 2009 - December 2012 · 3 yrs 6 mos
Sanders Morris Harris INC.Broker
January 2006 - December 2012 · 6 yrs 11 mos
Raymond James Financial Services, INC.Broker
April 2003 - October 2003 · 6 mos
D.C. Capital, LLCBroker
March 2003 - April 2003 · 1 mo
Ehrenkrantz King Nussbaum, INC.Broker
November 2002 - December 2002 · 1 mo
Oppenheimer & CO., INC.Broker
July 1993 - June 1994 · 11 mos
Painewebber IncorporatedBroker
March 1993 - August 1993 · 5 mos
State Registrations16 states
ARAZCACOCTFLGAILMINJNYOHRITXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.