PV
PV
Paul Valdes
31 Years of Experience
New York City, NY
1 DisclosureBroker
Paul Valdes is a registered investment advisor at Charles Schwab & CO., INC., based in New York City, NY, with 31 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
915 Broadway, Ground Floor, New York City, NY, 10010
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2024 - Present · 1 yr 10 mos
Charles Schwab & CO., INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Beacon Pointe Advisors, LLC
May 2021 - January 2024 · 2 yrs 8 mos
Nuveen Asset Management, LLC
November 2014 - August 2020 · 5 yrs 9 mos
Nuveen Securities, LLCBroker
June 2014 - August 2020 · 6 yrs 2 mos
Principal Funds Distributor, INC.Broker
August 2011 - June 2014 · 2 yrs 10 mos
Transamerica Capital, INC.Broker
July 2009 - October 2010 · 1 yr 3 mos
Pacific Select Distributors, INC.Broker
December 2006 - February 2009 · 2 yrs 2 mos
Evergreen Investment Services, INC.Broker
April 1998 - December 2006 · 8 yrs 8 mos
First Union Brokerage Services, INC.Broker
November 1996 - December 1997 · 1 yr 1 mo
Icon Securities CORP.Broker
April 1992 - October 1996 · 4 yrs 6 mos
State Registrations12 states
CACTFLMAMDNJNYORPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.