PV
PV
Paul Valdes
31 Years of Experience
New York City, NY
1 DisclosureBroker
Paul Valdes is a registered investment advisor at Charles Schwab & CO., INC., based in New York City, NY, with 31 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
915 Broadway, Ground Floor, New York City, NY, 10010
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2024 - Present · 2 yrs 3 mos
Charles Schwab & CO., INC.Broker
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Beacon Pointe Advisors, LLC
May 2021 - January 2024 · 2 yrs 8 mos
Nuveen Asset Management, LLC
November 2014 - August 2020 · 5 yrs 9 mos
Nuveen Securities, LLCBroker
June 2014 - August 2020 · 6 yrs 2 mos
Principal Funds Distributor, INC.Broker
August 2011 - June 2014 · 2 yrs 10 mos
Transamerica Capital, INC.Broker
July 2009 - October 2010 · 1 yr 3 mos
Pacific Select Distributors, INC.Broker
December 2006 - February 2009 · 2 yrs 2 mos
Evergreen Investment Services, INC.Broker
April 1998 - December 2006 · 8 yrs 8 mos
First Union Brokerage Services, INC.Broker
November 1996 - December 1997 · 1 yr 1 mo
Icon Securities CORP.Broker
April 1992 - October 1996 · 4 yrs 6 mos
State Registrations13 states
CACOCTFLMAMDNJNYORPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Nolan Kostulias, CFPCharles Schwab & CO., INC.
- Chad Calaza, CFPCharles Schwab & CO., INC.
- Thomas FranzCharles Schwab & CO., INC.
- Michael MoerlerCharles Schwab & CO., INC.
- Robert Trimble, CFPCharles Schwab & CO., INC.
- Lorianne Rivas, CFPCharles Schwab & CO., INC.