Stephan Unger
Stephan Unger is a registered investment advisor at PNC Wealth Management, based in Crestwood, KY, with 20 years of industry experience. Stephan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities. Their firm serves 157,536 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Fees negotiable for accounts over $4,000,000. From time-to-time, we offer discounted pricing programs at our discretion. For example, current employees of PNCWM and their immediate family members are eligible for employee pricing.
Fee Estimator
Location
6518 Highway 146, Crestwood, KY, 40014
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2022Other Business Activities
Stephan is a member of Dabbling Angler Fishing, LLC, which is not investment related. He dedicates no time to this activity during trading hours.
Employment History
Current Registrations
PNC Wealth Management
PNC Wealth Management LLCBroker
Previous Registrations
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Hibbard Brown & CO., INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.