JP
JP

Judith Pantoja

31 Years of Experience
Coral Gables, FL
Broker

Judith Pantoja is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Judith is involved with the Rotary Club of Coral Gables and was a board member until 2016. She is also the Vice President of the University of Miami Sports Hall of Fame & Museum, a Managing Member of Protogenia Enterprises LLC, and an owner of Protogenia Property LLC.

Employment History
Current Registrations
Morgan Stanley
September 2015 - Present · 10 yrs 8 mos
Morgan StanleyBroker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
January 2010 - September 2015 · 5 yrs 8 mos
UBS Financial Services INC.
January 2010 - September 2015 · 5 yrs 8 mos
UBS International INC.
June 2002 - January 2010 · 7 yrs 7 mos
UBS International INC.Broker
June 2002 - January 2010 · 7 yrs 7 mos
UBS Painewebber INC.
February 2001 - June 2002 · 1 yr 4 mos
UBS Painewebber INC.Broker
February 2001 - June 2002 · 1 yr 4 mos
RBC Dominion Securities CorporationBroker
February 1998 - February 2001 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1993 - April 1996 · 3 yrs 2 mos
State Registrations12 states
ARCACTDEFLGANCNYTNUTVAVirgin Islands
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.