Michelle Thomas is a registered investment advisor, based in Lakeside, CA, with 19 years of industry experience. Michelle is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Lakeside, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michelle is a part-time CCO/CFO for WBB Securities LLC, a broker-dealer/RIA, since January 2024. This activity is investment-related and takes minimal time during regular hours.
Employment History
Current Registrations
Ark Global, LLCBroker
Impactu.investments, LLC
Ark Global, LLC
Impactu.investments, LLCBroker
Wbb Securities, LLCBroker
Wbb Securities, LLC
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Vanderbilt Securities, LLC
Previous Registrations
Lightpath Capital, INCBroker
Impactu.investments, LLCBroker
Millennial Advisers, LLC.
Allied Millennial Partners, LLCBroker
Wbb Securities, LLC
Wbb Securities, LLCBroker
Allstate Financial Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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