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Christopher Malley

33 Years of Experience
Bloomfield Hills, MI
1 DisclosureBroker

Christopher Malley is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Bloomfield Hills, MI, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

39577 Woodward Ave, Bloomfield Hills, MI, 48304

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.
October 2008 - October 2009 · 1 yr
Banc of America Investment Services, INC.Broker
October 2008 - October 2009 · 1 yr
Lasalle Financial Services, INC.
November 2006 - October 2008 · 1 yr 11 mos
Lasalle Financial Services, INC.Broker
January 2003 - October 2008 · 5 yrs 9 mos
Natcity Investments, INC.Broker
May 2002 - January 2003 · 8 mos
Salomon Smith Barney INC.Broker
October 2000 - April 2002 · 1 yr 6 mos
Comerica SecuritiesBroker
September 1995 - November 2000 · 5 yrs 2 mos
Painewebber IncorporatedBroker
September 1992 - May 1995 · 2 yrs 8 mos
Olde Discount CorporationBroker
April 1992 - August 1992 · 4 mos
State Registrations18 states
AZCAFLGAIAIDILMAMEMINCOHPATNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Malley - Financial Advisor | TrueAdvisor