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Richard Groebl

United Capital Financial Advisors
34 Years of Experience
Leawood, KS
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Richard Groebl is a registered investment advisor at United Capital Financial Advisors, based in Leawood, KS, with 34 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 7 more. Their firm serves 25,510 clients with $25B in assets under management.

United Capital Financial Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
165 advisors
Number of Clients
25,510 clients
Average Client Portfolio
$966K average
Assets Under Management
$24.6B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $2.0M1.25%
$2.0M - $5.0M1.15%
$5.0M - $10.0M1.00%
$10M+0.85%

Fees are negotiable and may vary based on portfolio size, services, and custodian. Minimums and fee schedules can be modified at United Capital Financial Advisors' discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13401 Mission Rd Ste 203, Leawood, KS, 66209

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Settled
Customer Dispute
February 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is an investment advisor representative (IAR) for Resource Investment Advisors and Groebl Brothers, dedicating full-time hours to each. He also refers business to CBIZ for health insurance, spending minimal time on this activity.

Employment History
Current Registrations
United Capital Financial Advisors
December 2025 - Present · 10 mos
Previous Registrations
Triad Advisors LLCBroker
February 2017 - March 2023 · 6 yrs 1 mo
Onedigital
November 2015 - January 2026 · 10 yrs 2 mos
V Wealth Advisors LLC
May 2010 - January 2017 · 6 yrs 8 mos
LPL Financial LLCBroker
April 2010 - March 2017 · 6 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2010 · 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2010 · 11 mos
Citigroup Global Markets INC.
November 1995 - June 2009 · 13 yrs 7 mos
Citigroup Global Markets INC.Broker
February 1994 - June 2009 · 15 yrs 4 mos
Painewebber IncorporatedBroker
April 1992 - January 1994 · 1 yr 9 mos
State Registrations1 state
KS
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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