Richard Groebl
Richard Groebl is a registered investment advisor at United Capital Financial Advisors, based in Leawood, KS, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 22,832 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.15% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.85% |
Fees are negotiable. United Capital can charge a tiered rate or a flat dollar fee instead of a flat percentage fee for the annual fee.
Fee Estimator
Location
13401 Mission Rd Ste 203, Leawood, KS, 66209
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2006Customer Dispute
February 1998Other Business ActivitiesSells Insurance
Richard is an investment advisor representative (IAR) for Resource Investment Advisors and Groebl Brothers, dedicating full-time hours to each. He also refers business to CBIZ for health insurance, spending minimal time on this activity.
Employment History
Current Registrations
United Capital Financial Advisors
Previous Registrations
Triad Advisors LLCBroker
Onedigital
V Wealth Advisors LLC
LPL Financial LLCBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.