David Martinez
David Martinez is a registered investment advisor at Mfs Institutional Advisors INC., based in Laguna Niguel, CA, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 13,555 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.08% |
Fees vary by investment strategy, ranging from 0.08% for certain fixed income strategies up to 0.95% for specialized equity strategies. Fees are negotiable.
Fee Estimator
Location
Laguna Niguel, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mfs Institutional Advisors INC.
Mfs Fund Distributors, INC.
Mfs Fund Distributors, INC.Broker
Previous Registrations
Van Kampen Advisors INC
Van Kampen Funds INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley Dw INC.Broker
Nicholas-Applegate Securities (a California Limited Partnership)Broker
Olde Discount CorporationBroker
Prudential Securities IncorporatedBroker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Peter Philipp, CFA, CFPCambridge Investment Research Advisors, INC.
- Griffin Graves, CFPFiligree Wealth Advisors, LLC
- Armen Guleserian, CFPLPL Financial LLC
- Marcus Griffin, CFALifeworks Advisors, LLC
- Patrick Horn, CFP
- David Lopez, CFPOsaic Wealth, INC.