Patrick Horn is a CFP-designated registered investment advisor, based in Laguna Niguel, CA, with 30 years of industry experience.
Location
Laguna Niguel, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick is the president of P&H Asset Management, Inc., doing business as an insurance agency selling fixed, life, health, and property & casualty insurance, dedicating a few hours per week. He is also a CFP doing business as P&H Asset Management.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Pacific West Securities, INC.Broker
Pacific West Financial Consultants INC
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Constellation Advisors
The Seidler Companies IncorporatedBroker
U.S. Bancorp Piper Jaffray INC.Broker
First Union Securities, INC.Broker
E*offeringBroker
H.J. Meyers & CO., INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.