Dale Puruczky
Dale Puruczky is a registered investment advisor at Stratos Wealth Partners, LTD, based in Beachwood, OH, with 33 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 21,699 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stratos Wealth Partners (SWP) offers investment management through Strategic Wealth Management (SWM) accounts and other advisor-managed, non-wrap accounts.
With SWM and other advisor-managed, non-wrap accounts, you'll pay an advisory fee to SWP, plus transaction charges for each trade. The maximum annual advisory fee is 2.0% of the assets managed. In limited cases, SWP may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management.
A minimum account value of $10,000 is required for SWM and other advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.
Location
25201 Chagrin Blvd., Suite 375, Beachwood, OH, 44122
Get directionsHistory
Regulatory History (4)
Judgment / Lien
April 2017Customer Dispute
September 2009Customer Dispute
May 2007Customer Dispute
June 2000Other Business ActivitiesSells Insurance
Dale is involved in several business activities. He uses Puruczky Wealth Management, LLC for tax/investment purposes, sells non-variable insurance products (life, health, disability, long-term care, fixed annuities) dedicating minimal time, and provides investment advisory services through Stratos Wealth Partners, spending nearly full-time on this activity. He also uses Stratos Wealth Partners as a DBA for his LPL business, spending nearly full-time.
Employment History
Current Registrations
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.Broker
Locust Street Securities, INC.Broker
Painewebber IncorporatedBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Beachwood Investments, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.