Stephen Leaming
Stephen Leaming is a registered investment advisor at Sbl Investment Advisors, LLC, based in Overland Park, KS, with 25 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 4 clients with $3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SBL Investment Advisors does not directly manage client investments. Instead, SBL connects clients with third-party money managers. SBL receives a solicitor fee from these managers. The fees charged by the third-party managers are based on a percentage of the assets they manage. SBL does not charge additional management fees for these services.
Location
Overland Park, KS
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2009Judgment / Lien
August 2009Other Business ActivitiesSells Insurance
Stephen is an agent for Steve Leaming Financial Services, selling life insurance since 1979. This activity involves life insurance planning and client service work, taking about 10-20% of his time.
Employment History
Current Registrations
Sbl Investment Advisors, LLC
Previous Registrations
Sbl Investment Advisors, LLC
Crown Capital Securities, L.P.
Esi Financial Advisors
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.