William Trell Keen

32 Years of Experience

10 Disclosures

Areas of Practice

Retirement PlanningFinancial Planning & CoachingInvestment ManagementEstate PlanningTax PlanningCharitable GivingEducation Planning

Keen Wealth Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

16 advisors

Number of Clients

930 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$1.0B

Fee Structure

Minimum Investment:None

Financial Planning:Included in AUM fee

Location

7500 College Blvd., Suite 1000, Overland Park, KS, 66210

Get directions

History

Regulatory History (10)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

October 2007

Final

Regulatory

May 2007

Final

Customer Dispute

February 2006

Settled

Customer Dispute

September 2005

Settled

Customer Dispute

July 2005

Settled

Customer Dispute

February 2004

Settled

Customer Dispute

January 2004

Settled

Customer Dispute

June 2003

Settled

Customer Dispute

April 2003

Settled

Customer Dispute

June 2001

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

William is an author, a volunteer pilot for Angel Flight, and the treasurer for Angel Flight. He is also a managing member/owner of KWA Holdings, LLC, a private jet charter service.