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William Keen

Keen Wealth Advisors
33 Years of Experience
Overland Park, KS
10 Disclosures
View SEC Summary
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William Keen is a registered investment advisor at Keen Wealth Advisors, based in Overland Park, KS, with 33 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 1,018 clients with $1.2B in assets under management.

Keen Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,018 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Management fee is based on a percentage of assets under management, not to exceed 2.0% per year. Exact rates are agreed upon in your client agreement and may be negotiable based on account complexity and size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7500 College Blvd., Suite 1000, Overland Park, KS, 66210

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History

Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2007
Final
Regulatory
May 2007
Final
Customer Dispute
February 2006
Settled
Customer Dispute
September 2005
Settled
Customer Dispute
July 2005
Settled
Customer Dispute
February 2004
Settled
Customer Dispute
January 2004
Settled
Customer Dispute
June 2003
Settled
Customer Dispute
April 2003
Settled
Customer Dispute
June 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is an author, a volunteer pilot for Angel Flight, and the treasurer for Angel Flight. He is also a managing member/owner of KWA Holdings, LLC, a private jet charter service.

Employment History
Current Registrations
Keen Wealth Advisors
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - May 2014 · 10 yrs 10 mos
Wells Fargo Advisors, LLCBroker
July 2003 - May 2014 · 10 yrs 10 mos
Prudential Securities Incorporated
May 2001 - July 2003 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
May 2001 - July 2003 · 2 yrs 2 mos
UBS Painewebber INC.Broker
February 1998 - May 2001 · 3 yrs 3 mos
Smith Barney INC.Broker
January 1995 - March 1998 · 3 yrs 2 mos
Dean Witter Reynolds INC.Broker
February 1993 - January 1995 · 1 yr 11 mos
State Registrations2 states
KSTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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