NH
NH

Neil Hassett

33 Years of Experience
Commack, NY
1 DisclosureBrokerSells Insurance

Neil Hassett is a registered investment advisor at LPL Financial LLC, based in Commack, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

66 Commack Rd Ste 205, Commack, NY, 11725

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Denied
Other Business ActivitiesSells Insurance

Neil operates Hasset Tax & Financial Services as a DBA for his LPL business and also provides tax preparation/accounting services. He also holds positions related to insurance and various LLCs, including partial ownership in Atlantic Cove Marina LLC, but dedicates minimal time to these activities.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Invest Financial CorporationBroker
October 2007 - February 2018 · 10 yrs 4 mos
Prime Capital Services, INC.Broker
January 1999 - November 2007 · 8 yrs 10 mos
Royal Alliance Associates, INC.Broker
January 1993 - January 1999 · 6 yrs
State Registrations35 states
ALAZCACOCTDCFLGAILINLAMAMDMEMIMNMONCNHNJNMNVNYOHOKPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.