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CFP
WT
CFP

Winston Tsang

LPL Financial LLC
34 Years of Experience
Hackensack, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Winston Tsang is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hackensack, NJ, with 34 years of industry experience. Winston is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Hackensack, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Winston is involved with non-variable insurance activities since 1992. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLC
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
June 2021 - December 2022 · 1 yr 6 mos
Cetera Advisor Networks LLC
June 2021 - December 2022 · 1 yr 6 mos
Voya Financial Advisors, INC.
January 2005 - June 2021 · 16 yrs 5 mos
Voya Financial Advisors, INC.Broker
January 2005 - June 2021 · 16 yrs 5 mos
Commonwealth Financial Network
June 2002 - December 2004 · 2 yrs 6 mos
Commonwealth Financial NetworkBroker
February 2001 - December 2004 · 3 yrs 10 mos
Park Avenue Securities LLCBroker
May 1999 - February 2001 · 1 yr 9 mos
Guardian Investor Services CorporationBroker
April 1992 - May 1999 · 7 yrs 1 mo
State Registrations4 states
GAMDNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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