John Babnik
John Babnik is a registered investment advisor at Raymond James Investment Management, based in St Petersburg, FL, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Raymond James Investment Management (RJIM) manages investments through various strategies. Fees for the Carillon PRISM Quality Factor strategy range from 0.25% to 0.50% of the portfolio's value per year, calculated quarterly. RJIM also manages hedge funds and mutual funds, with fees detailed in their respective offering documents and prospectuses. RJIM employees may invest in the Carillon PRISM Quality Factor investment strategy at a discounted fee or without charge.
Location
780 Carillon Parkway, St Petersburg, FL, 33716
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James Investment Management
Carillon Fund Distributors, INC.
Carillon Fund Distributors, INC.Broker
Previous Registrations
Resolute Investment Distributors, INC.Broker
American Beacon Advisors, INC.
Northern Trust Investments, Incorporated
Northern Trust Securities, INC.Broker
Franklin Templeton Financial Services CORP.Broker
Franklin/templeton Distributors, INC.Broker
Columbia Management Investment Advisers, LLC
Columbia Management Investment Distributors, INC.Broker
Salient Capital Advisors, LLC
Salient Capital L.P.Broker
Salient Advisors, L.P.
Endowment Advisers, L.P.
Wells Fargo Funds Management, LLC
Wells Fargo Funds Distributor, LLCBroker
Evergreen Investment Management CO
Evergreen Investment Services, INC.Broker
Citigroup Global Markets INC.Broker
Painewebber IncorporatedBroker
Griffin, Kubik, Stephens & Thompson, INC.Broker
Nylife Securities INC.Broker
State Registrations13 states
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