Soo Lee
Soo Lee is a registered investment advisor at Wealth Planning Advisors LLC, based in New Smyrna Beach, FL, with 20 years of industry experience. Soo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 9 clients with $3.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $2.0M | 0.80% |
| $2M+ | 0.50% |
Fees are generally negotiable. Accounts of members of the same household may be aggregated for purposes of determining the advisory fee and/or meeting the minimum account size.
Fee Estimator
Location
New Smyrna Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Soo is an independent licensed life and health agent since 2020, selling annuities, life insurance, and Medicare plans. This takes about 10-20% of her time, with about a few hours per week spent during securities trading hours.
Employment History
Current Registrations
Wealth Planning Advisors LLC
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Domestic Securities, INC.Broker
Banc of America Securities LLCBroker
Morgan Stanley & CO., IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.