Steven Lynch is a registered investment advisor, based in Stamford, CT, with 32 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Steven provides notary services in Bethesda, MD, since December 2024. He dedicates minimal time to this activity, and it is not investment-related.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Steward Partners Investment Advisory, LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.
August 2022 - August 2022 · 0 mos
Raymond James & Associates, INC.Broker
August 2022 - August 2022 · 0 mos
Steward Partners Investment Solutions, LLCBroker
May 2022 - July 2022 · 2 mos
Steward Partners Investment Advisory, LLC
April 2017 - July 2022 · 5 yrs 3 mos
Raymond James Financial Services, INC.Broker
December 2016 - May 2022 · 5 yrs 5 mos
Wells Fargo Advisors, LLC
November 2009 - November 2016 · 7 yrs
Wells Fargo AdvisorsBroker
November 2009 - November 2016 · 7 yrs
UBS Financial Services INC.Broker
May 2006 - November 2009 · 3 yrs 6 mos
UBS Financial Services INC.
May 2006 - November 2009 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
February 2006 - May 2006 · 3 mos
Citigroup Global Markets INC.
February 2006 - May 2006 · 3 mos
Legg Mason Wood Walker INC
August 2005 - February 2006 · 6 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1993 - February 2006 · 12 yrs 4 mos
Dean Witter Reynolds INC.Broker
July 1993 - September 1993 · 2 mos
State Registrations30 states
ALAZCACOCTDCDEFLGAILKYLAMAMDMINCNJNMNYOHPAPRRISCTNTXUTVAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.