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Lee Steorts

Lanark Financial, INC.
34 Years of Experience
Bountiful, UT
9 DisclosuresBroker
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Lee Steorts is a registered investment advisor at Lanark Financial, INC., based in Bountiful, UT, with 34 years of industry experience. Lee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Corporate Executives, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 3,576 clients with $1.8B in assets under management.

Lanark Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
72 advisors
Number of Clients
3,576 clients
Average Client Portfolio
$499K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Advisory fees generally range from 0.50% to 2.50% annually based on the investment manager selected, portfolio size, and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bountiful, UT

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2009
Final
Customer Dispute
August 2006
Settled
Customer Dispute
September 2005
Closed-No Action
Customer Dispute
December 2002
Settled
Customer Dispute
September 2002
Settled
Customer Dispute
April 2002
Settled
Customer Dispute
February 2002
Settled
Customer Dispute
November 2001
Settled
Customer Dispute
April 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Lanark Financial, INC.
July 2015 - Present · 11 yrs 3 mos
Lanark Financial, INC.Broker
July 2015 - Present · 11 yrs 3 mos
Lanark Financial, INC.
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Jhs Capital Advisors, LLCBroker
April 2012 - July 2015 · 3 yrs 3 mos
Jhs Capital Advisors, LLC
April 2012 - July 2015 · 3 yrs 3 mos
Paulson Investment Company, INC.Broker
November 2007 - April 2012 · 4 yrs 5 mos
Paulson Investment Company, INC.
November 2007 - April 2012 · 4 yrs 5 mos
Investment Management CorporationBroker
October 2002 - November 2007 · 5 yrs 1 mo
Investment Management Corporation
September 2002 - November 2007 · 5 yrs 2 mos
Prudential Securities Incorporated
December 1994 - August 2002 · 7 yrs 8 mos
Prudential Securities IncorporatedBroker
July 1994 - August 2002 · 8 yrs 1 mo
Painewebber IncorporatedBroker
March 1992 - July 1994 · 2 yrs 4 mos
State Registrations11 states
AZCACOIDLANVPASCTXUTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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