Lee Steorts
Lee Steorts is a registered investment advisor at Nbc Securities, INC., based in Bountiful, UT, with 33 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.
Location
Bountiful, UT
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Regulatory History (9)
Regulatory
February 2009Customer Dispute
August 2006Customer Dispute
September 2005Customer Dispute
December 2002Customer Dispute
September 2002Customer Dispute
April 2002Customer Dispute
February 2002Customer Dispute
November 2001Customer Dispute
April 2001Employment History
Current Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Nbc Securities, INC.
Previous Registrations
Jhs Capital Advisors, LLCBroker
Jhs Capital Advisors, LLC
Paulson Investment Company, INC.Broker
Paulson Investment Company, INC.
Investment Management CorporationBroker
Investment Management Corporation
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.