Tracy Knopp is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2009 - Present · 16 yrs 8 mos
Morgan Stanley
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2007 - August 2009 · 1 yr 11 mos
UBS Financial Services INC.
September 2007 - August 2009 · 1 yr 11 mos
Morgan Keegan & Company, INC.
March 2004 - September 2007 · 3 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2001 - September 2007 · 6 yrs 1 mo
UBS Painewebber INC.Broker
August 2000 - August 2001 · 1 yr
J.C. Bradford & CO.Broker
August 2000 - August 2000 · 0 mos
Advest, INC.Broker
June 2000 - August 2000 · 2 mos
State Registrations35 states
ALARAZCACODCDEFLGAILINKSKYLAMAMDMIMNMOMSMTNCNHNJNVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.