Joseph Szal
Joseph Szal is a registered investment advisor at Tempus Wealth Planning, LLC, based in Irvine, CA, with 33 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 651 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Tempus Wealth Planning offers asset management and comprehensive portfolio management services. The fee for these services will not exceed 2.00% annually. The fee is based on the scope and complexity of the engagement, including the size of your portfolio, the transactions to be made, the time Tempus dedicates, the types of investments held, your investment strategy and objectives, your restrictions, and any other factor that may impact the scope and complexity of the services. Fees are negotiable.
Location
100 Spectrum Center Drive, Suite 1070, Irvine, CA, 92618
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
January 2022Customer Dispute
February 2009Other Business Activities
Joseph is a committee member of the RSJ Golf Course Coalition, a non-profit organization, since 2018. He dedicates a few hours per week to this activity, which aims to prevent excessive building on the Rancho San Joaquin Golf course.
Employment History
Current Registrations
Tempus Wealth Planning, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.