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Daniel Carmo

Tempus Wealth Planning, LLC
29 Years of Experience
Irvine, CA
2 Disclosures
View SEC Summary
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Daniel Carmo is a registered investment advisor at Tempus Wealth Planning, LLC, based in Irvine, CA, with 29 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 683 clients with $700M in assets under management.

Tempus Wealth Planning, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
683 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$699.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum fee is 2.00% and is negotiable based on portfolio size and complexity. Billed monthly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Spectrum Center Drive, Suite 1070, Irvine, CA, 92618

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
Customer Dispute
October 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Tempus Wealth Planning, LLC
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
August 2016 - June 2021 · 4 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2016 - June 2021 · 4 yrs 10 mos
Ameriprise Financial Services, INC.
October 2009 - August 2016 · 6 yrs 10 mos
Ameriprise Financial Services, INC.Broker
October 2009 - August 2016 · 6 yrs 10 mos
Ameriprise Advisor Services, INC.
July 2009 - October 2009 · 3 mos
Ameriprise Advisor Services, INC.Broker
July 2009 - October 2009 · 3 mos
Wells Fargo Advisors, LLC
July 2005 - July 2009 · 4 yrs
Wells Fargo Advisors, LLCBroker
July 2005 - July 2009 · 4 yrs
UBS Financial Services INC.
June 2000 - July 2005 · 5 yrs 1 mo
UBS Financial Services INC.Broker
May 2000 - July 2005 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1997 - May 2000 · 2 yrs 11 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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