Daniel Carmo
Daniel Carmo is a registered investment advisor at Tempus Wealth Planning, LLC, based in Irvine, CA, with 28 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 651 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Tempus Wealth Planning offers asset management and comprehensive portfolio management services. The fee for these services will not exceed 2.00% annually. The fee is based on the scope and complexity of the engagement, including the size of your portfolio, the transactions to be made, the time Tempus dedicates, the types of investments held, your investment strategy and objectives, your restrictions, and any other factor that may impact the scope and complexity of the services. Fees are negotiable.
Location
100 Spectrum Center Drive, Suite 1070, Irvine, CA, 92618
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Regulatory History (2)
Customer Dispute
April 2009Customer Dispute
October 2008Employment History
Current Registrations
Tempus Wealth Planning, LLC
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.