AP
AP

Arthur Pedgrift

33 Years of Experience
Arlington Heights, IL
BrokerSells Insurance

Arthur Pedgrift is a registered investment advisor at Ausdal Financial Partners, INC., based in Arlington Heights, IL, with 33 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 16,572 clients with $3.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
238 advisors
Number of Clients
16,572 clients
Average Client Portfolio
$225K average
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee across investment advisory programs will not exceed 3%. Specific fee schedules are negotiated directly with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Arlington Heights, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur is a self-employed insurance agent since 1997, selling life, health, disability, and fixed annuities, dedicating a few hours per week. He is also an insurance sales owner at Choices Financial Services since 1997, focusing on life, health, disability insurance, fixed annuities, dental, and vision, which takes about 10-20% of his time.

Employment History
Current Registrations
Ausdal Financial Partners, INC.
September 2009 - Present · 17 yrs 1 mo
Ausdal Financial Partners, INC.Broker
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
LPL Financial Corporation
September 2009 - September 2009 · 0 mos
LPL Financial CorporationBroker
September 2009 - September 2009 · 0 mos
Waterstone Financial Group, INC.
February 2004 - September 2009 · 5 yrs 7 mos
Waterstone Financial Group, INC.Broker
December 2003 - September 2009 · 5 yrs 9 mos
Lifemark Securities CORP.Broker
March 1997 - December 2003 · 6 yrs 9 mos
First of America Brokerage Service, INC.Broker
March 1994 - January 1997 · 2 yrs 10 mos
Equico Securities, INC.Broker
March 1992 - March 1993 · 1 yr
The Equitable Life Assurance Society of the United StatesBroker
March 1992 - March 1993 · 1 yr
State Registrations4 states
AZILINMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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