DW
DW
Daphne Warner
25 Years of Experience
Centerville, OH
2 DisclosuresBroker
Daphne Warner is a registered investment advisor at Morgan Stanley, based in Centerville, OH, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7777 Washington Village Drive, Suite 100, Centerville, OH, 45459
Get directionsHistory
Regulatory History (2)
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Financial
October 2024Final
Financial
October 2024Final
Employment History
Current Registrations
Morgan Stanley
July 2024 - Present · 1 yr 10 mos
Morgan StanleyBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
PNC Investments
November 2009 - July 2024 · 14 yrs 8 mos
PNC InvestmentsBroker
November 2009 - July 2024 · 14 yrs 8 mos
Natcity Investments, INC.
September 2007 - November 2009 · 2 yrs 2 mos
Natcity Investments, INC.Broker
May 2001 - November 2009 · 8 yrs 6 mos
Lehman Brothers INC.Broker
October 2000 - April 2001 · 6 mos
Sg Cowen Securities CorporationBroker
August 2000 - October 2000 · 2 mos
State Registrations1 state
OH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.