Steven Puckett
Steven Puckett is a registered investment advisor at Fiduciary Pension Partners, LLC, based in Westfield, NJ, with 32 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 28 clients with $89M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiable.
Fee Estimator
Location
Westfield, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a member and 99% owner of Boathouse Investment Properties, LLC, a real estate management company, dedicating a few hours per week. He also spends minimal time on fixed insurance sales for Leader Heights, which is not investment related, and is an Investment Advisory Representative (IAR) with Gateway Advisory LLC.
Employment History
Current Registrations
Fiduciary Pension Partners, LLC
Previous Registrations
Gateway Advisory, LLC
Hanys Benefit Services
Healthcare Community Securities CorporationBroker
NFP Securities, INC.Broker
First Montauk Securities CORP.
First Montauk Securities CORP.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
New England SecuritiesBroker
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
Nicholas-Applegate Securities (a California Limited Partnership)Broker
Prudential Securities IncorporatedBroker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.