Franshell Dumes is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Morgan StanleyBroker
January 2022 - Present · 4 yrs 4 mos
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2017 - December 2021 · 4 yrs 3 mos
Wells Fargo Clearing Services, LLC
September 2017 - December 2021 · 4 yrs 3 mos
UBS Financial Services INC.Broker
April 2011 - September 2017 · 6 yrs 5 mos
UBS Financial Services INC.
April 2011 - September 2017 · 6 yrs 5 mos
Chase Investment Services CORP.Broker
June 2010 - March 2011 · 9 mos
Chase Investment Services CORP.
June 2010 - March 2011 · 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.Broker
September 2004 - June 2009 · 4 yrs 9 mos
Citigroup Global Markets INC.
September 2004 - June 2009 · 4 yrs 9 mos
Morgan Stanley Dw INC.Broker
August 2003 - September 2004 · 1 yr 1 mo
Morgan Stanley
August 2003 - September 2004 · 1 yr 1 mo
Oppenheimer Asset Management INC.
April 2003 - August 2003 · 4 mos
Fahnestock & CO. INC.Broker
January 2003 - August 2003 · 7 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
August 2002 - January 2003 · 5 mos
Cibc World Markets CORP.Broker
August 2001 - January 2003 · 1 yr 5 mos
Van Kampen Funds INC.Broker
March 1999 - February 2000 · 11 mos
Advantage Capital CorporationBroker
January 1999 - February 1999 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.