George O'dowd is a registered investment advisor at Erg Asset Management LLC, based in Norwalk, CT, with 19 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4 clients with $8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees paid to ERG Asset Management vary based on the assets held and the complexity of the investment management process. ERG may charge a flat monthly dollar amount and realization fees based on a percentage of assets monetized. The funds bear all operating expenses, including management, administrative, legal, and accounting fees.
Location
50 Washington Street, Suite 921, Norwalk, CT, 06854
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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George is the Co-President of ERG Asset Management, an investment management company, dedicating nearly full-time hours to managing the business. He is also a member of ERG Capital Partners, working with clients to facilitate capital raising, and the sole member of GMOD LLC, a holding company for personal investments, requiring minimal time.
Employment History
Current Registrations
Erg Asset Management LLC
Erg Securities (US) LLCBroker
Erg Securities (US) LLC
Previous Registrations
Nomura Securities International, INC.Broker
Commerzbank Capital Markets CORP.Broker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
General Re Securities CorporationBroker
Warburg Dillon Read LLCBroker
Sbc Warburg Dillon Read INC.Broker
Sbc Warburg, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.