Jeffery Kelly is a registered investment advisor, based in Chicago, IL, with 33 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History (2)
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Customer Dispute
August 2008Denied
Customer Dispute
January 2008Denied
Employment History
Current Registrations
Hightower Advisors, LLC
February 2017 - Present · 9 yrs 3 mos
Hightower Securities, LLCBroker
February 2017 - Present · 9 yrs 3 mos
Hightower Securities, LLC
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - February 2017 · 10 yrs 6 mos
UBS Financial Services INC.
August 2006 - February 2017 · 10 yrs 6 mos
Morgan Stanley
January 1999 - August 2006 · 7 yrs 7 mos
Morgan Stanley Dw INC.Broker
January 1995 - August 2006 · 11 yrs 7 mos
Dain Bosworth IncorporatedBroker
May 1992 - January 1995 · 2 yrs 8 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.