David Walters is a registered investment advisor, based in London, KY, with 33 years of industry experience.
Location
322 Combs Circle, London, KY, 40744
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the President of Cardinal Insurance & Financial Services Inc., selling and servicing various insurance products, including medical, life, disability, dental, vision, and Medicare supplement policies, since 1996. This takes nearly full-time, with most of the time during market hours. David is also an independently licensed insurance agent appointed with various insurance companies.
Employment History
Current Registrations
Parkland Securities, LLCBroker
Spc
Previous Registrations
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Foresters Equity Services, INC.
Foresters Equity Services, INC.Broker
Oneamerica Securities, INC.Broker
Sammons Securities Company, LLCBroker
Intervest International Equities CorporationBroker
Richard B. Vance & CompanyBroker
Fortis Investors, INC.Broker
Fortis Investors, INC.Broker
Walnut Street Securities, INC.Broker
Fortis Investors, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.