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Andrea Albu

The Strategic Financial Alliance
30 Years of Experience
Atlanta, GA
1 DisclosureBroker
View SEC Summary
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Andrea Albu is a registered investment advisor at The Strategic Financial Alliance, based in Atlanta, GA, with 30 years of industry experience. Andrea is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,463 clients with $380M in assets under management.

The Strategic Financial Alliance
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
115 advisors
Number of Clients
1,463 clients
Average Client Portfolio
$261K average
Assets Under Management
$382.0M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are negotiated between you and your advisor, subject to program maximums up to 2% annually. Third-party asset manager fees generally range from 0.10% to 2.50% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2200 Century Parkway, Suite 500, Atlanta, GA, 30345

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2011
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
The Strategic Financial Alliance
April 2012 - Present · 14 yrs 6 mos
The Strategic Financial Alliance, INC.Broker
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Suntrust Investment Services, INC.
July 2009 - October 2011 · 2 yrs 3 mos
Suntrust Investment Services, INC.Broker
February 2009 - October 2011 · 2 yrs 8 mos
Fsc Securities CorporationBroker
February 2008 - December 2008 · 10 mos
World Group Securities, INC.Broker
September 2007 - October 2007 · 1 mo
Key Investment Services LLCBroker
January 2006 - March 2006 · 2 mos
Mcdonald Investments INC.Broker
July 2000 - January 2006 · 5 yrs 6 mos
Mcdonald Investments INC.Broker
May 1999 - July 1999 · 2 mos
Key Investments INC.Broker
April 1997 - May 1999 · 2 yrs 1 mo
Key Clearing CORP.Broker
January 1996 - April 1997 · 1 yr 3 mos
Fn Investment CenterBroker
May 1992 - June 1995 · 3 yrs 1 mo
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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