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AA
CFP
AA
CFP

Alan Anderson

The Strategic Financial Alliance
18 Years of Experience
Atlanta, GA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Alan Anderson is a CFP-designated registered investment advisor at The Strategic Financial Alliance, based in Atlanta, GA, with 18 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,463 clients with $380M in assets under management.

The Strategic Financial Alliance
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
115 advisors
Number of Clients
1,463 clients
Average Client Portfolio
$261K average
Assets Under Management
$382.0M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are negotiated between you and your advisor, subject to program maximums up to 2% annually. Third-party asset manager fees generally range from 0.10% to 2.50% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Five Concourse Parkway, Suite 3000, Atlanta, GA, 30328

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is an agent for Dempsey Companies, selling fixed and traditional insurance since 2009, dedicating a few hours per week. He also owns Carlyle Wealth Management, a DBA for marketing financial services, and this takes up nearly all of Alan's time. Finally, Alan is a referral source for Medicare Backoffice, an insurance agency, spending minimal time on this activity.

Employment History
Current Registrations
The Strategic Financial Alliance
July 2016 - Present · 10 yrs 3 mos
The Strategic Financial Alliance, INC.Broker
July 2016 - Present · 10 yrs 3 mos
Carlyle Wealth Planning
October 2011 - Present · 15 yrs
Previous Registrations
Vsr Advisory Services
October 2011 - July 2016 · 4 yrs 9 mos
Vsr Financial Services, INC.Broker
October 2011 - July 2016 · 4 yrs 9 mos
Sanders Morris Harris INC.
March 2008 - October 2011 · 3 yrs 7 mos
Sanders Morris Harris INC.Broker
January 2008 - October 2011 · 3 yrs 9 mos
State Registrations26 states
ALAZCACTDCFLGAILLAMAMDMEMTNCNHNMOHPAPRSCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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