DM
DM

Daniel Murphy

23 Years of Experience
Chandler, AZ
Broker

Daniel Murphy is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chandler, AZ, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2505-2565 W Chandler Blvd, Wealth Management Client Care, Chandler, AZ, 85224

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2022 - Present · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Citizens Securities, INC.Broker
February 2022 - September 2022 · 7 mos
Citizens Securities, INC.
February 2022 - September 2022 · 7 mos
Cambridge Investment Research Advisors, INC.
October 2021 - February 2022 · 4 mos
Cambridge Investment Research, INC.Broker
September 2021 - February 2022 · 5 mos
Quest Capital Strategies, INC.
August 2018 - October 2019 · 1 yr 2 mos
Quest Capital Strategies, INC.Broker
August 2018 - October 2019 · 1 yr 2 mos
Lincoln Investment
August 2015 - August 2016 · 1 yr
Lincoln InvestmentBroker
August 2015 - August 2016 · 1 yr
Ing Financial Partners, INC
February 2012 - March 2014 · 2 yrs 1 mo
Ing Financial Partners, INC.Broker
January 2012 - March 2014 · 2 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2010 - September 2011 · 1 yr 3 mos
Morgan Stanley Smith BarneyBroker
April 2010 - September 2011 · 1 yr 5 mos
Ing Financial Advisers, LLC
February 2005 - March 2008 · 3 yrs 1 mo
Ing Financial Advisers, LLCBroker
April 2000 - March 2008 · 7 yrs 11 mos
Thomas F. White & CO., IncorporatedBroker
June 1997 - December 1999 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
November 1994 - July 1995 · 8 mos
Dean Witter Reynolds INC.Broker
April 1992 - October 1994 · 2 yrs 6 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.