James King
James King is a registered investment advisor at Cetera Investment Advisers LLC, based in Manalapan, NJ, with 34 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
198 US Highway 9 North, Suite 204, Manalapan, NJ, 07726
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Regulatory History (1)
Customer Dispute
May 2003Other Business ActivitiesSells Insurance
James sells fixed insurance products and is the president and owner of Worldnet Wealth Management, an entity for securities, advisory, and insurance business. He also serves as a trustee for the Worldnet Wealth Management 401k plan.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
LPL Financial LLC
LPL Financial LLCBroker
Ascend Financial Services, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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