MV
MV
Michael Volini
14 Years of Experience
Manalapan, NJ
2 DisclosuresBrokerSells Insurance
Michael Volini is a registered investment advisor at Cetera Investment Advisers LLC, based in Manalapan, NJ, with 14 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Manalapan, NJ
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2022Settled
Customer Dispute
January 2017Denied
Other Business ActivitiesSells Insurance
Michael is an insurance agent selling life, health, disability, annuities, and long-term care insurance since 2009. He also owns Volini Wealth Management, a financial services DBA, dedicating full-time hours to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2024 - Present · 1 yr 11 mos
Cetera Wealth Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
American Portfolios Advisors, INC
March 2020 - June 2024 · 4 yrs 3 mos
American Portfolios Financial Services, INC.Broker
March 2020 - June 2024 · 4 yrs 3 mos
Santander Securities
October 2016 - March 2020 · 3 yrs 5 mos
Santander Securities LLCBroker
January 2016 - March 2020 · 4 yrs 2 mos
LPL Financial LLCBroker
September 2013 - January 2016 · 2 yrs 4 mos
American Portfolios Financial Services, INC.Broker
March 2012 - September 2013 · 1 yr 6 mos
Brookstone Securities, INC.Broker
October 2011 - December 2011 · 2 mos
Mercer Capital LTD.Broker
August 2009 - November 2009 · 3 mos
State Registrations7 states
FLGANJNYPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.