JC
JC

James Carville

33 Years of Experience
Los Angeles, CA
Broker

James Carville is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
June 2016 - Present · 9 yrs 11 mos
Capital Client Group, INC.
June 2016 - Present · 9 yrs 11 mos
Capital Client Group, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Blackrock Investments, LLCBroker
October 2012 - May 2016 · 3 yrs 7 mos
Blackrock Fund Advisors
July 2006 - May 2016 · 9 yrs 10 mos
Blackrock Execution ServicesBroker
July 2006 - November 2012 · 6 yrs 4 mos
T. Rowe Price Investment Services, INC.Broker
January 1999 - June 2006 · 7 yrs 5 mos
Painewebber IncorporatedBroker
April 1995 - December 1998 · 3 yrs 8 mos
T. Rowe Price Investment Services, INC.Broker
May 1992 - February 1995 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Carville - Financial Advisor | TrueAdvisor