SW
SW
Susan Wohlgemuth
33 Years of Experience
Menlo Park, CA
1 DisclosureBroker
Susan Wohlgemuth is a registered investment advisor at Morgan Stanley, based in Menlo Park, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2775 Sand Hill Road, Suite 120, Menlo Park, CA, 94025
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2003Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
May 2008 - June 2009 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - January 2008 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1993 - January 2008 · 14 yrs 2 mos
American Express Financial Advisors INC.Broker
September 1992 - August 1993 · 11 mos
Ids Life Insurance CompanyBroker
September 1992 - August 1993 · 11 mos
Princor Financial Services CorporationBroker
June 1992 - September 1992 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.