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John Pulliam

Pulliam Family Office, LLC
33 Years of Experience
Crested Butte, CO
3 DisclosuresBroker
View SEC Summary
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John Pulliam is a registered investment advisor at Pulliam Family Office, LLC, based in Crested Butte, CO, with 33 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 37 clients with $140M in assets under management.

Pulliam Family Office, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
37 clients
Average Client Portfolio
$3.8M average
Assets Under Management
$141.7M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual fee is 1.50%. Fees are negotiable and charged quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

426 Belleview Ave, Ste 203, Crested Butte, CO, 81224

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2025
Customer Dispute
August 2003
Denied
Customer Dispute
April 2003
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Pulliam Family Office, LLC
April 2026 - Present · 6 mos
The Leaders Group, INC.Broker
December 2025 - Present · 10 mos
The Leaders Group, INC.
December 2025 - Present · 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2019 - September 2025 · 6 yrs
Raymond James Financial Services, INC.Broker
September 2019 - September 2025 · 6 yrs
Raymond James Financial Services Advisors, INC
September 2019 - September 2019 · 0 mos
UBS Financial Services INC.Broker
November 2011 - September 2019 · 7 yrs 10 mos
UBS Financial Services INC.
November 2011 - September 2019 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2006 - December 2011 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2006 - December 2011 · 5 yrs 7 mos
Citigroup Global Markets INC.Broker
March 1994 - May 2006 · 12 yrs 2 mos
Citigroup Global Markets INC.
March 1994 - May 2006 · 12 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1992 - August 1993 · 1 yr 2 mos
State Registrations7 states
AZCACOMENJOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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