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Dallah Forrest
33 Years of Experience
Greenville, SC
2 DisclosuresBrokerSells Insurance
Dallah Forrest is a registered investment advisor at Cetera Investment Advisers LLC, based in Greenville, SC, with 33 years of industry experience. Dallah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Greenville, SC
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Regulatory History (2)
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Customer Dispute
August 2022Denied
Employment Separation After Allegations
June 2022Other Business ActivitiesSells Insurance
Dallah is an owner of Arbor Wealth Advisors, a financial services firm, spending about a quarter of their time there. Dallah also works as an insurance agent selling fixed insurance products with various companies, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2022 - June 2023 · 9 mos
Raymond James & Associates, INC.Broker
April 2009 - July 2022 · 13 yrs 3 mos
Raymond James & Associates, INC.
April 2009 - July 2022 · 13 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1992 - April 2009 · 16 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1992 - April 2009 · 16 yrs 11 mos
State Registrations7 states
FLGAMINCSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.