Thomas Metcalf
Thomas Metcalf is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Greenville, SC, with 20 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
104 Whitsett Street, Greenville, SC, 29601
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent selling fixed insurance products since 2011, dedicating full-time hours to this. He is also the owner/president of Livingstone LLC, a financial services DBA, spending about a quarter of his time on insurance and investment services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Stephen Fleming, CFPCetera Investment Advisers LLC
- Dallah ForrestCetera Investment Advisers LLC
- William Brown, PFSFamily Legacy, INC.
- Steven Phillips, CFPForvis Mazars Wealth Advisors, LLC
- Jason Skistad, CFPMariner
- Jamie Stone, CFP, ChFCMeans Wealth Management