Richard Palumbo is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 3 yrs 8 mos
Morgan StanleyBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
March 2012 - September 2022 · 10 yrs 6 mos
UBS Financial Services INC.Broker
March 2012 - September 2022 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1998 - March 2012 · 13 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1992 - March 2012 · 19 yrs 11 mos
State Registrations32 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.