Richard Yemm
Richard Yemm is a CFP-designated registered investment advisor at Secure Asset Management, L.L.C., based in Vero Beach, FL, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 4,714 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SAM offers investment management services where they manage your investments based on your goals and risk tolerance. SAM may also use trading signals from third-party money managers to make investment decisions. The annual fee for SAM's investment management is negotiable, with a maximum of 2% of the value of your investments, or 0.50% quarterly. When SAM utilizes trading signals from unaffiliated third-party money managers, SAM charges 0.750% annually, or 0.1875% quarterly. A portion of this fee is paid to the third-party manager, up to 0.50%.
Location
800 20th Place, Ste 2, Vero Beach, FL, 32960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the owner of First Asset Managers, Inc., dedicating about half his time to management, administration, and operations. He is also an insurance agent/owner for First Asset Consultants, selling health, life, LTC, disability, and fixed annuities for a few hours per week, and owns Riley's Press, a book publication and distribution business, spending about 10-20% of his time on it. Finally, Richard is an independent contractor as a financial advisor and asset manager for Secure Asset Management, dedicating nearly full-time hours.
Employment History
Current Registrations
Secure Asset Management, L.L.C.
Previous Registrations
Scf Securities, INC.Broker
Scf Investment Advisors, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Kovack Advisors, INC.
Kovack Securities INC.Broker
Cetera Advisors LLC
Cetera Advisors LLCBroker
Cardinal Investments, INC.Broker
Sii Investments, INC.Broker
Ffp Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.