Steven Ruiz
Steven Ruiz is a registered investment advisor at Rock Solid Consultants LLC, based in Abita Springs, LA, with 33 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Abita Springs, LA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a licensed independent insurance agent selling fixed insurance products and owns Rock Ruiz Insurance & Retirement Services LLC, dedicating about a quarter of his time. He also owns Rock Solid Consultants, consulting with political/business entities, spending a few hours per week, and works as an agent/advisor for Wealth Solutions, which takes more than full-time hours.
Employment History
Current Registrations
Rock Solid Consultants LLC
Previous Registrations
Ameritas Advisory Services, LLC
Ameritas Advisory Services
Ameritas Investment Company, LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Ifg Network Securities, INC.Broker
Eisner Securities, INC.Broker
Allmerica Investments, INC.Broker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.