James Collini
James Collini is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Walnut Creek, CA, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
500 Ygnacio Valley Road, Suite 490, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1998Other Business Activities
James is a board member for Friends of Camp Concord, assisting with fundraising for summer camp, and president of the Charles Reid Foundation, overseeing a Christmas party for underprivileged children. These activities require minimal time and are not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Sutro & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.